SHUBHANGI GUPTA

call Contact Details

+91-9891434730, 7011355120
gupta.shubhangi1991@gmail.com

Basic Details

Gender -

Female

Marital Status -

Married

translate Languages

English

Hindi

construction Skills

Microsoft Office - (Microsoft Word, Excel, PowerPoint, Outlook)

Visio, TeamMate+, Archer, Workiva, Flowcharts

document_scanner Certificates

ACCA. Professional Level Candidate

Organization: ACCA, London

Pursuing (10/13 Exams Cleared)

Advanced Diploma in Accounting & Business

Organization: ACCA, London

2018

target Accomplishment

Busy Bee Awards (KGS)

August, 2022/ October, 2022/ November, 2022

Rising Star Award

September, 2022

Extra Miler (EY)

Q1 2017

SHUBHANGI GUPTA

person Profile Summary

Detail-oriented and results-driven professional with over 8 years of comprehensive experience in global audits, risk assessments, and regulatory compliance. Adept at leading teams to optimize internal controls, enhance financial reporting, and identify operational efficiencies that drive organizational performance. Proven track record in strengthening risk management frameworks, ensuring compliance with complex regulations, and delivering actionable insights to senior leadership. Skilled in working with major financial institutions and corporations to improve risk mitigation strategies and foster a culture of continuous improvement.

KEY SKILLS

  • Risk Management
  • Internal Audit & SOX 404 Testing
  • Regulatory Compliance
  • Anti-Money Laundering (AML)
  • Statutory Audit & ICFR
  • Team Leadership & Management
  

  • Relationship Management
  • Audit Strategy Development
  • Financial Reporting Accuracy
  • Compliance Policy Implementation
  • Data Analysis & Risk Assessment
  • Compliance Reporting & Monitoring

school Employment History

Senior Auditor - KPMG Global Services

April, 2022 - June, 2024 Gurugram

  • Oversaw a key client in the Financial Services sector (Banking) with a predominantly offshore model (99%), collaborating directly with the client and managing project timelines and reporting.
  • Supervised a team of 6 during peak periods, ensuring smooth operations and optimal efficiency.
  • Contributed to Internal Audit engagements with a 95% offshore model, managing the full audit lifecycle from KGS.
  • Led high-profile audits for large financial institutions, ensuring SOX 404 compliance with industry regulations and identifying key areas for operational improvement.

Compliance Officer - American Express

April, 2021 - April, 2022 Gurugram

  • Audited business units for regulatory compliance across American Express’ legal entities, providing assurance to Market Compliance Officers on managing compliance risks.
  • Supported the second-line Compliance Testing team in implementing programs for international markets, coordinating requests, conducting fieldwork, and collaborating with business units on remediation plans.
  • Led reviews of suspected fraudulent transactions, focusing on Anti-Money Laundering (AML) compliance, debt collection, and Financial Intelligence Unit (FIU) assessments.
  • Conducted thorough compliance audits and assessments to ensure adherence to regulatory standards and internal policies across various departments.

Compliance Officer - Manpower Group

July, 2020 - March, 2021 Gurugram

  • Joined as a Compliance Officer in American Express – Contractual role with Manpower Group.

Senior Auditor - EY Global Delivery Services

September, 2016 - January, 2020 Gurugram

  • Conducted quarterly reviews of SEC registrants and provided audit services to public, multinational, and private companies, ensuring SOX 404 compliance through testing internal controls and reviewing auditors’ work.
  • Prepared work papers to document audit procedures, managed PBC document preparation, and coordinated with on-shore teams.
  • Performed substantive audits across cash, debt, inventory, receivables, payables, and fixed assets, including sending and documenting third-party confirmations.
  • Provided guidance to junior team members on audit procedures and led daily task alignment and resource allocation within the team.
  • Promoted to Senior Auditor in September 2019 and served as an Automation Ambassador, contributing to EY’s automation project for confirmation processes and lead sheet creation.
  • Led end-to-end audit engagements, ensuring timely completion of deliverables and compliance with firm methodologies and client expectations.
  • Managed daily resource allocation within the team, ensuring optimal task distribution and alignment with project priorities.
  • Actively contributed to a firm-wide automation initiative at EY, leveraging automated tools to streamline processes such as sending and receiving third-party confirmations, generating lead sheets, and managing checklists.

Audit Associate - EY Global Delivery Services

July, 2012 - February, 2013 Gurugram

  • Joined EY GDS as an Audit Associate post final year of graduation. Roles & responsibilities are mentioned above.

Intern – Audit Assurance - EY Global Delivery Services

December, 2011 - February, 2012 Gurugram

  • Joined EY GDS as an intern during final year of graduation after getting placed from college as an ‘Audit Associate’

school Education

Master Degree M.com

2014 University of Delhi

Bachelor Degree B.com (Honors)

Hansraj College

2012 University of Delhi

12th Commerce

A.G.D.A.V.C. Public School

2009 Central Board of Secondary Education

sports_esports Extracurricular Activities

  • Volunteered for Commerce Society: Engaged in various activities during graduation at Hansraj College (2009-2012).
  • Member of Equinox: Participated in the Dance Society of Hansraj College.
  • Academic Excellence:
    • UGC NET Qualified (Commerce): Achieved in May 2015.
    • Secured 1st rank in XI and XII Standard (Commerce Stream).
    • Achieved 2nd rank in X Standard.

Resume Update On : February 6th, 2025 at 9:00 pm | Total Views: 368 😀

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